SEC-compliant cybersecurity for
wealth management firms.

Managed IT and cybersecurity for RIA firms, financial advisors, and wealth managers across Northern Virginia and Washington DC — built around the regulations you're already required to follow.

SEC Regulation S-P · FINRA Rule 3110 · Gramm-Leach-Bliley Act

How JPert serves
wealth management firms.

Your clients entrust you with their financial future. A data breach doesn't just trigger regulatory fines — it destroys the trust that took years to build. JPert delivers managed IT for RIA firms in Northern Virginia with SEC cybersecurity compliance baked into every layer, so you pass audits without scrambling and protect client assets without disrupting your advisory workflow.

When firms typically reach out

SEC exam notice requiring documentation of cybersecurity controls. Client asking how their data is protected. Custodian mandating MFA and encryption. Cyber insurance carrier requiring a risk assessment. New CCO reviewing the firm's technology stack for compliance gaps.

Compliance & Regulatory Focus

SEC Regulation S-P & S-ID

Safeguards Rule compliance — written information security program, access controls, encryption, and identity theft red flags program implementation.

FINRA Rule 3110

Supervisory system requirements for technology — books and records protection, business continuity planning, and communications surveillance.

SEC Cybersecurity Disclosure Rules (2023)

Incident reporting readiness, annual cybersecurity risk management disclosure, and board governance documentation.

Gramm-Leach-Bliley Act

Financial privacy and safeguards compliance — customer notification, data sharing controls, and third-party vendor oversight.

Cyber Insurance Readiness

We maintain the controls insurance carriers require — MFA, EDR, backup verification, and incident response planning — so your premiums stay manageable.

Included in every engagement:
Free IT Assessment Technology Blueprint Full Documentation Quarterly Reviews Senior Access

Ready to pass your next SEC exam with confidence?

Book a free IT and security assessment built around FINRA technology requirements and SEC cybersecurity compliance.

Book a Free Assessment →